INFORMATION FOR YOUR RECORDS

Firm Brochure
This brochure provides important information about our firm such as our services, fees, operations, disclosures, and other information.

Privacy Form
This document provides information about our firm’s privacy policy, including our handling of client personal information.

 

FORMS

1- Client Basic Information
This form is where you can provide us with the basic information we need to open your account(s). Ask your advisor if you should complete this.

2- Risk Profile
Use this form when opening a new account or updating your risk tolerance. You should complete one form for each account. Return both pages, not just signature page.

3- Discretionary Advisory Agreement
Use this agreement to engage Values First on a discretionary basis when you initially become a client or when you are updating your agreement with us. Please complete and return pages 7, 8, and 9 (and 12 if applicable).

4- Exhibit A of Discretionary Advisory Agreement
Use this exhibit when you wish to amend your previous Exhibit A instructions regarding your portfolio’s allocation. Please complete and return both pages.

5- Non-discretionary, Non-supervisory Advisory Agreement
Use this agreement to engage Values First on a non-discretionary, non-supervisory basis when you initially become a client or when you are updating your agreement with us. Please complete and return page 6 (and page 8, if applicable).

6- Non-discretionary Advisory Agreement
Use this agreement to engage Values First on a non-discretionary basis when you initially become a client or when you are updating your agreement with us. Please complete and return page 6 (and page 8, if applicable).

7- Financial Planning Agreement
Use this agreement to engage Values First to develop a financial plan for you. Please complete and return page 4.

8- Statement of Intention
Use this form if requested by your advisor.